Understanding financial products
Delivering cost effective services

Financial Services

Paterson MacDougall’s Financial Services Regulatory group provides advice and assistance on claims against and losses sustained by financial institutions, financial advisors, brokers and dealers. We are dedicated to finding innovative, cost effective and practical solutions for our clients. Our lawyers have extensive experience as trial and appellate counsel and have appeared before the Ontario Superior Court, the Ontario Court of Appeal and the Supreme Court of Canada.


  • Defending professional liability claims against financial advisors, brokers/ dealers and financial institutions
  • Advising on insurance coverage and liability exposure under financial services errors and omissions liability policies
  • Advising on fraud and fidelity losses under financial institution bonds, crime policies and disappearance, dishonesty and destruction (3D) policies

For more information, please contact a Paterson MacDougall financial services regulatory law expert or call 416-366-9607.

Practice Group